课程信息
17,166 次近期查看

Learner Career Outcomes

33%

通过此课程获得实实在在的工作福利

100% 在线

立即开始,按照自己的计划学习。

第 2 门课程(共 4 门)

可灵活调整截止日期

根据您的日程表重置截止日期。

完成时间大约为12 小时

建议:4 weeks of study, 3-4 hours/week...

英语(English)

字幕:英语(English)

您将学到的内容有

  • Check

    Recognize strategies for building a culture of compliance within an organization

  • Check

    Identify the fundamental components of a compliance program

  • Check

    Identify techniques and methods for compliance management and provide psychological theories that explain why they are effective

  • Check

    Devise strategies for managing noncompliance and incident response

您将获得的技能

ManagementStrategic PlanningComplianceOrganizational Behavior

Learner Career Outcomes

33%

通过此课程获得实实在在的工作福利

100% 在线

立即开始,按照自己的计划学习。

第 2 门课程(共 4 门)

可灵活调整截止日期

根据您的日程表重置截止日期。

完成时间大约为12 小时

建议:4 weeks of study, 3-4 hours/week...

英语(English)

字幕:英语(English)

教学大纲 - 您将从这门课程中学到什么

1
完成时间为 2 小时

Building a Strong Compliance Culture

7 个视频 (总计 33 分钟), 4 个阅读材料, 2 个测验
7 个视频
Setting the Stage: Origins of Compliance Law3分钟
The Goal of Compliance Culture: Integrating Compliance Throughout the Organization6分钟
From “Tone at the Top” to “Compliance at the Core”6分钟
The Compliance Officer / Responsible Person4分钟
Independence, Empowerment, and Resources: Part 14分钟
Independence, Empowerment, and Resources: Part 27分钟
4 个阅读材料
Pre-Course Survey (Optional)10分钟
Building a World Class Ethics & Compliance Program25分钟
A Brief History of Compliance25分钟
I Called the Wells Fargo Ethics Hotline and was Fired25分钟
2 个练习
The Role of the Compliance Officer5分钟
Module 1 Quiz10分钟
2
完成时间为 3 小时

A Closer Look at the Essentials 

10 个视频 (总计 39 分钟), 2 个阅读材料, 3 个测验
10 个视频
Policies, Procedures, and Standards3分钟
Training2分钟
Training Sessions4分钟
Other Information Flows2分钟
Compliance & Branding3分钟
Communications with Business Partners2分钟
Monitoring: Part 13分钟
Monitoring: Part 28分钟
Reporting Line3分钟
2 个阅读材料
18 of the Best Code of Conduct Examples1小时
Regulatory Compliance in the Age of Artificial Intelligence30分钟
3 个练习
The Code of Ethics4分钟
Communication & Information Flows15分钟
Module 2 Quiz20分钟
3
完成时间为 3 小时

The Psychology of Compliance

23 个视频 (总计 40 分钟), 1 个阅读材料, 3 个测验
23 个视频
Why People Do Bad Things4分钟
The Psychological Aberration or Deviation Theory2分钟
The Privileged or Entitled Theory1分钟
The Stress and Pressure Theory54
The Excessive Greed or Excessive Ambition Theory2分钟
The Cost-Benefit / Risk Reward Theory1分钟
The Lack of Recognition Theory1分钟
The Lack of Self-Control Theory1分钟
The “Everyone is Doing it” or The Virus Theory45
The “I Could Have Done it Another Way” Theory1分钟
The No Harm Theory1分钟
How to Get People to be Compliant: Psychological Theories of Compliance2分钟
The Nudge Theory3分钟
The Punishment / Scare Them Theory1分钟
The Rules / CYA Theory1分钟
The Ubiquity Theory2分钟
The Reward Me Theory1分钟
The Quid Pro Quo Theory59
The Bureaucratic Theory1分钟
The Slippery Slope / Broken Windows Theory1分钟
The Target Theory1分钟
The "One Size Doesn't Fit All" Theory53
1 个阅读材料
Why Do They Do It? Inside the Mind of the White-Collar Criminal30分钟
3 个练习
Theories of White Collar Crime15分钟
Theories of Compliance15分钟
Module 3 Quiz20分钟
4
完成时间为 4 小时

Dealing With Non-Compliance

6 个视频 (总计 24 分钟), 3 个阅读材料, 3 个测验
6 个视频
Senior Response Team2分钟
Reporting and Other Communication3分钟
Enforcing Discipline4分钟
Lessons Learned / Root Cause analysis2分钟
Table Top Exercises7分钟
3 个阅读材料
Data Breach Response30分钟
Concluding Thoughts10分钟
Post-Course Survey (Optional)10分钟
2 个练习
Incident Response15分钟
Enforcing Discipline15分钟
4.9
19 条评论Chevron Right

来自Effective Compliance Programs的热门评论

创建者 MNov 25th 2019

The course was very useful for me. I learned a lot about compliance and its important role in business. I definitely will use such a valuable knowledge in my job. Thank you all for your kind work!

创建者 JHMay 3rd 2019

This is a great class. This series provides a wonderful foundation for the many aspects of compliance and how to develop and enforce a program.

讲师

Avatar

Lauren Steinfeld

Lecturer in Law
Avatar

Andrew Kandel

Lecturer in Law

关于 宾夕法尼亚大学

The University of Pennsylvania (commonly referred to as Penn) is a private university, located in Philadelphia, Pennsylvania, United States. A member of the Ivy League, Penn is the fourth-oldest institution of higher education in the United States, and considers itself to be the first university in the United States with both undergraduate and graduate studies. ...

关于 Regulatory Compliance 专项课程

Every organization faces a myriad of risks that can threaten its operations, reputation, and bottom line. A robust, effective compliance program can make the difference between companies that successfully navigate those risks, and those that become cautionary tales. This specialization will introduce the essential elements of effective organizational compliance by exploring the concepts, considerations, and strategies for assessing risks and managing the compliance function. You will learn the fundamental principles of effective compliance, the components of an effective compliance program and their applications, and then closely examine two of the most important areas of compliance in today’s business climate: privacy compliance, and anti-corruption. The insights from this program will be applicable to a wide range of different types of organizations, from private companies to non-profits....
Regulatory Compliance

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