关于此课程： Our primary goal is to help you to understand FinTech Risk Management and to become more confident and persuasive in your ability to analyze and make recommendations on FinTech risk management & corporate governance. This MOOC on FinTech Risk Management offered by HKUST presents the views of several professors from the top business school in Asia as well as perspectives from industry professionals. HKUST has been ranked for many years as the number one EMBA program in the world, as the number one Finance program in Asia, and as the top MBA program in Asia by multiple independent rating and review journals and surveys. This course offers the combined strengths of HKUST in Business, Finance, and Technology as one the world's leading academic institutions on an important area of technology and business innovations. For students from outside Asia, this also gives an insight into changes happening in the most advanced FinTech markets of the world, since Asia leads worldwide in FinTech adoption and creative innovations. This course "FinTech Risk Management" is part of the HKUST-Coursera FinTech specialization. There are 3 other courses in the specialization including FinTech Foundations and Overview, FinTech Security & Regulation(RegTech), and FinTech Disruptive Innovation: Implications for Society.
此课程适用人群： Everyone who is interested in FinTech risk management and wants to learn more will benefit from this course. However, the focus is on the business of FinTech risk management, and it is not an engineering or technical course, so it is not designed or intended for tech geeks who want to become experts in the underlying technologies of FinTech.
制作方： The Hong Kong University of Science and Technology
教学方： Garvin Percy DIAS, Associate Professor of Business Education
Information Systems, Business Statistics and Operations Management Department教学方： Theodore Henry King CLARK, Associate Professor
Information Systems, Business Statistics and Operations Management Department
| 级别 | 初级 |
| 承诺学习时间 | 7 hours of videos in total, plus a final project requiring about 5 hours to complete. |
| 语言 | 英语（English） |
| 如何通过 | 通过所有计分作业以完成课程。 |
| 用户评分 |
授课大纲
第 1 周
Compliance with financial requirements & government regulations
In this module, we will focus on the financial perspective of FinTech compliance and assurance. Failure to comply with regulations can result in large fines as well as business failures. However, financial compliance is only one part of risk management for FinTech firms.
9 个视频, 2 个阅读材料
- Reading: Course Outline
- Reading: Assignments & Grading
- Discussion Prompt: Meet & Greet!
- 视频: 1.2 Finance Regulation & Compliance: Foundations & History (Part 1)
- 视频: 1.3 Finance Regulation & Compliance: Foundations & History (Part 2)
- 视频: 1.4 Financial Compliance Challenges
- 视频: 1.5 Risks & Opportunities of Avoiding or Bypassing Regulations
- 视频: 1.6 Compliance regarding Crypto and ICOs
- 视频: 1.7 Security, Monitoring Compliance & Data Protection Policies
- 视频: 1.8 Compliance to Tax & Control
- Discussion Prompt: Tax, control, and protect: which is more important?
- 视频: 1.9 Week 1 Summary
已评分: Week 1 Quiz
第 2 周
FinTech Compliance with corporate governance: Objectives, guidelines,& policy
In this module, we examine different types of risks and explain why operational risks and business risks are becoming more important to FinTech firms. The second, third and fourth derivatives for different types of risks are explained and compared. Techniques and tools for risk analysis and internal controls are also described.
11 个视频, 1 个阅读材料, 1 个练习测验
- 视频: 2.2 Introduction to FinTech Risks
- 视频: 2.3 FinTech Operational Risk Examples
- Discussion Prompt: Why are business and operational risks increasing?
- 视频: 2.4 Strategy for Implementing Corporate Governance to FinTech Risks Part 1
- 视频: 2.5 Strategy for Implementing Corporate Governance to FinTech Risks Part 2
- 视频: 2.6 Risk Management & Fraud Avoidance
- 视频: 2.7 Introduction to Risk Analysis
- 视频: 2.8 Risk Management Process I
- Reading: Risk Assessment Template
- 视频: 2.9 Risk Management Process II
- 视频: 2.10 Internal Controls
- Cuestionario de práctica: Practical exercise: Data breach internal controls
- 视频: 2.11 Week 2 summary
已评分: Week 2 Quiz
第 3 周
IT Compliance & Assurance Part 1
In this module, learners will gain a overall IT perspective of business application development and compliance in this area. We will examine 3 different system changeover methods when implementing new system & replacing the old system and the comparison. Also we will look into the risks associate with new system development and compliance of change management process.
10 个视频
- 视频: 3.2 Business Application Development I
- 视频: 3.3 Business Application Development II
- 视频: 3.4 Implementation & Review
- 视频: 3.5 Risks Associate with Business Application Development
- Discussion Prompt: What are the risks associate with FinTech applications development?
- 视频: 3.6 Information System Maintenance Practices
- 视频: 3.7 Change Management Process I
- 视频: 3.8 Change Management Process II
- 视频: 3.9 Emergency Changes
- 视频: 3.10 Week 3 Summary
已评分: Week 3 Quiz
第 4 周
IT Compliance & Assurance Part 2
In this module, learners will gain an overall picture of business continuity plan and disaster recovery plan. It's essential to plan ahead before something bad happen to the systems (e.g. Data breach or cyber hacking) We will discuss the process of creating a business continuity plan for an organisation and the strategies in data back up and restoration policy.
11 个视频
- 视频: 4.2 Business Continuity Plan and Disaster Recovery
- 视频: 4.3 Business Continuity Plan Step 1-2
- 视频: 4.4 Business Continuity Plan Step 2
- 视频: 4.5 Process of Business Impact Analysis
- 视频: 4.6 Business Continuity Plan Step 3 Part 1
- 视频: 4.7 Business Continuity Plan Step 3 Part 2
- 视频: 4.8 Business Continuity Plan Step 4
- 视频: 4.9 Business Continuity Plan Step 5-7
- 视频: 4.10 Data Backup & Restoration Policy
- 视频: 4.11 Week 4 Summary
已评分: Week 4 Quiz
第 5 周
Peer-graded Final Project
In this module, learners will complete a final project for the course involving research on how FinTech creates new sources of risks & challenges to large existing financial institutions and develop business strategies balancing the risks in operation, reputation and the stability of those firms.
1 个阅读材料
- Reading: Rate this course
- Discussion Prompt: Give us feedback!
已评分: FinTech Risk Management Final Project
常见问题解答
运作方式
Trabajo del curso
Cada curso es como un libro de texto interactivo, con videos pregrabados, cuestionarios y proyectos.
Ayuda de tus compañeros
Conéctate con miles de estudiantes y debate ideas y materiales del curso, y obtén ayuda para dominar los conceptos.
Certificados
Obtén reconocimiento oficial por tu trabajo y comparte tu éxito con amigos, compañeros y empleadores.
制作方
The Hong Kong University of Science and Technology
HKUST - A dynamic, international research university, in relentless pursuit of excellence, leading the advance of science and technology, and educating the new generation of front-runners for Asia and the world.
价格
| 购买课程 | |
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| 访问课程材料 | 可用 |
| 访问评分的材料 | 可用 |
| 收到最终成绩 | 可用 |
| 获得可共享的课程证书 | 可用 |
评分和审阅
Great course for Basel Regulatory consultants and banking C level leaders.
Thank you..