This course “FinTech Risk Management” help you understand risk management and corporate governance in finance industry with the disruption by FinTech and RegTech. You will become more confident to analyse and make recommendations to develop business strategies balancing the risks in operation, reputation and the stability of finance firms.
本课程是 FinTech: Finance Industry Transformation and Regulation 专项课程 专项课程的一部分
FinTech Risk Management
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课程信息
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初级
完成时间大约为17 小时
建议：7 hours of videos in total, plus a final project requiring about 5 hours to complete.
英语（English）
字幕：英语（English）, 中文（简体）
教学大纲 - 您将从这门课程中学到什么
完成时间为 2 小时
Compliance with financial requirements & government regulations
In this module, we will focus on the financial perspective of FinTech compliance and assurance. Failure to comply with regulations can result in large fines as well as business failures. However, financial compliance is only one part of risk management for FinTech firms.
完成时间为 2 小时
9 个视频 （总计 99 分钟）, 2 个阅读材料, 1 个测验
9 个视频
1.2 Finance Regulation & Compliance: Foundations & History (Part 1)11分钟
1.3 Finance Regulation & Compliance: Foundations & History (Part 2)19分钟
1.4 Financial Compliance Challenges11分钟
1.5 Risks & Opportunities of Avoiding or Bypassing Regulations10分钟
1.6 Compliance regarding Crypto and ICOs10分钟
1.7 Security, Monitoring Compliance & Data Protection Policies11分钟
1.8 Compliance to Tax & Control10分钟
1.9 Week 1 Summary5分钟
2 个阅读材料
Course Outline10分钟
Assignments & Grading10分钟
1 个练习
Week 1 Quiz20分钟
完成时间为 2 小时
FinTech Compliance with corporate governance: Objectives, guidelines,& policy
In this module, we examine different types of risks and explain why operational risks and business risks are becoming more important to FinTech firms. The second, third and fourth derivatives for different types of risks are explained and compared. Techniques and tools for risk analysis and internal controls are also described.
完成时间为 2 小时
11 个视频 （总计 106 分钟）, 1 个阅读材料, 2 个测验
11 个视频
2.2 Introduction to FinTech Risks11分钟
2.3 FinTech Operational Risk Examples10分钟
2.4 Strategy for Implementing Corporate Governance to FinTech Risks Part 19分钟
2.5 Strategy for Implementing Corporate Governance to FinTech Risks Part 29分钟
2.6 Risk Management & Fraud Avoidance11分钟
2.7 Introduction to Risk Analysis9分钟
2.8 Risk Management Process I8分钟
2.9 Risk Management Process II9分钟
2.10 Internal Controls11分钟
2.11 Week 2 summary10分钟
1 个阅读材料
Risk Assessment Template10分钟
2 个练习
Practical exercise: Data breach internal controls6分钟
Week 2 Quiz20分钟
完成时间为 2 小时
IT Compliance & Assurance Part 1
In this module, learners will gain a overall IT perspective of business application development and compliance in this area. We will examine 3 different system changeover methods when implementing new system & replacing the old system and the comparison. Also we will look into the risks associate with new system development and compliance of change management process.
完成时间为 2 小时
10 个视频 （总计 95 分钟）
10 个视频
3.2 Business Application Development I10分钟
3.3 Business Application Development II8分钟
3.4 Implementation & Review9分钟
3.5 Risks Associate with Business Application Development9分钟
3.6 Information System Maintenance Practices10分钟
3.7 Change Management Process I10分钟
3.8 Change Management Process II8分钟
3.9 Emergency Changes10分钟
3.10 Week 3 Summary9分钟
1 个练习
Week 3 Quiz20分钟
完成时间为 2 小时
IT Compliance & Assurance Part 2
In this module, learners will gain an overall picture of business continuity plan and disaster recovery plan. It's essential to plan ahead before something bad happen to the systems (e.g. Data breach or cyber hacking) We will discuss the process of creating a business continuity plan for an organisation and the strategies in data back up and restoration policy.
完成时间为 2 小时
11 个视频 （总计 107 分钟）
11 个视频
4.2 Business Continuity Plan and Disaster Recovery10分钟
4.3 Business Continuity Plan Step 1-28分钟
4.4 Business Continuity Plan Step 211分钟
4.5 Process of Business Impact Analysis6分钟
4.6 Business Continuity Plan Step 3 Part 111分钟
4.7 Business Continuity Plan Step 3 Part 29分钟
4.8 Business Continuity Plan Step 411分钟
4.9 Business Continuity Plan Step 5-710分钟
4.10 Data Backup & Restoration Policy9分钟
4.11 Week 4 Summary10分钟
1 个练习
Week 4 Quiz20分钟
审阅
4.6
来自FINTECH RISK MANAGEMENT的热门评论
由 SD 提供Jul 20, 2019
A quick guide to regulatory and IT risks related to fintech. Thanks to Prof Percy and Clark for putting together such good work.
由 SS 提供May 24, 2019
thank you so much. i really got benefit from this course and from the simple way explanation all things about Fintech
由 RR 提供Jul 24, 2019
Great course for Fintech Risk Management consultants and banking C level leaders.Thank you..
由 SK 提供Oct 21, 2018
Great course for Basel Regulatory consultants and banking C level leaders.\n\nThank you..
提供方
香港科技大学
HKUST - A dynamic, international research university, in relentless pursuit of excellence, leading the advance of science and technology, and educating the new generation of front-runners for Asia and the world.
关于 FinTech: Finance Industry Transformation and Regulation 专项课程
Objective
This Specialization is intended for finance professional who are seeking to develop skills and understanding of FinTech. Through these four courses, you will cover FinTech foundations and overview, FinTech security and regulation (RegTech), FinTech risk management and FinTech disruptive innovation: implications to society, which will prepare you to become more confident and persuasive in your ability to analyze and make decisions regarding how to react to these changes.
Key Benefits
You will earn a FinTech specialization certificate offered by the HKUST and Coursera after completing all four courses. You can add to your resume and Linkedin profile which can benefit to your career in finance industry. Also you will gain knowledge and insights in FinTech for your current and future career development in Finance industry.
Who is this Specialization for?
Everyone who is interested in FinTech and wants to learn more is welcome and will benefit from this course, and is useful for finance executives, government officers, entrepreneurs, consumers and investors of FinTech.
To know more...
Find out more and watch the FinTech specialization promotional video on Youtube.
https://youtu.be/MmqNLp4iuZE
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