This course “FinTech Risk Management” help you understand risk management and corporate governance in finance industry with the disruption by FinTech and RegTech. You will become more confident to analyse and make recommendations to develop business strategies balancing the risks in operation, reputation and the stability of finance firms.
课程信息
18,001 次近期查看
可分享的证书
完成后获得证书
100% 在线
立即开始，按照自己的计划学习。
可灵活调整截止日期
根据您的日程表重置截止日期。
初级
完成时间大约为15 小时
英语（English）
字幕：英语（English）, 中文（简体）
可分享的证书
完成后获得证书
100% 在线
立即开始，按照自己的计划学习。
可灵活调整截止日期
根据您的日程表重置截止日期。
初级
完成时间大约为15 小时
英语（English）
字幕：英语（English）, 中文（简体）
提供方
香港科技大学
HKUST - A dynamic, international research university, in relentless pursuit of excellence, leading the advance of science and technology, and educating the new generation of front-runners for Asia and the world.
教学大纲 - 您将从这门课程中学到什么
完成时间为 2 小时
Compliance with financial requirements & government regulations
In this module, we will focus on the financial perspective of FinTech compliance and assurance. Failure to comply with regulations can result in large fines as well as business failures. However, financial compliance is only one part of risk management for FinTech firms.
完成时间为 2 小时
9 个视频 （总计 99 分钟）, 2 个阅读材料, 1 个测验
9 个视频
1.2 Finance Regulation & Compliance: Foundations & History (Part 1)11分钟
1.3 Finance Regulation & Compliance: Foundations & History (Part 2)19分钟
1.4 Financial Compliance Challenges11分钟
1.5 Risks & Opportunities of Avoiding or Bypassing Regulations10分钟
1.6 Compliance regarding Crypto and ICOs10分钟
1.7 Security, Monitoring Compliance & Data Protection Policies11分钟
1.8 Compliance to Tax & Control10分钟
1.9 Week 1 Summary5分钟
2 个阅读材料
Course Outline10分钟
Assignments & Grading10分钟
1 个练习
Week 1 Quiz20分钟
完成时间为 3 小时
FinTech Compliance with corporate governance: Objectives, guidelines,& policy
In this module, we examine different types of risks and explain why operational risks and business risks are becoming more important to FinTech firms. The second, third and fourth derivatives for different types of risks are explained and compared. Techniques and tools for risk analysis and internal controls are also described.
完成时间为 3 小时
11 个视频 （总计 106 分钟）, 1 个阅读材料, 2 个测验
11 个视频
2.2 Introduction to FinTech Risks11分钟
2.3 FinTech Operational Risk Examples10分钟
2.4 Strategy for Implementing Corporate Governance to FinTech Risks Part 19分钟
2.5 Strategy for Implementing Corporate Governance to FinTech Risks Part 29分钟
2.6 Risk Management & Fraud Avoidance11分钟
2.7 Introduction to Risk Analysis9分钟
2.8 Risk Management Process I8分钟
2.9 Risk Management Process II9分钟
2.10 Internal Controls11分钟
2.11 Week 2 summary10分钟
1 个阅读材料
Risk Assessment Template10分钟
2 个练习
Practical exercise: Data breach internal controls30分钟
Week 2 Quiz20分钟
完成时间为 2 小时
IT Compliance & Assurance Part 1
In this module, learners will gain a overall IT perspective of business application development and compliance in this area. We will examine 3 different system changeover methods when implementing new system & replacing the old system and the comparison. Also we will look into the risks associate with new system development and compliance of change management process.
完成时间为 2 小时
10 个视频 （总计 95 分钟）
10 个视频
3.2 Business Application Development I10分钟
3.3 Business Application Development II8分钟
3.4 Implementation & Review9分钟
3.5 Risks Associate with Business Application Development9分钟
3.6 Information System Maintenance Practices10分钟
3.7 Change Management Process I10分钟
3.8 Change Management Process II8分钟
3.9 Emergency Changes10分钟
3.10 Week 3 Summary9分钟
1 个练习
Week 3 Quiz20分钟
完成时间为 2 小时
IT Compliance & Assurance Part 2
In this module, learners will gain an overall picture of business continuity plan and disaster recovery plan. It's essential to plan ahead before something bad happen to the systems (e.g. Data breach or cyber hacking) We will discuss the process of creating a business continuity plan for an organisation and the strategies in data back up and restoration policy.
完成时间为 2 小时
11 个视频 （总计 107 分钟）
11 个视频
4.2 Business Continuity Plan and Disaster Recovery10分钟
4.3 Business Continuity Plan Step 1-28分钟
4.4 Business Continuity Plan Step 211分钟
4.5 Process of Business Impact Analysis6分钟
4.6 Business Continuity Plan Step 3 Part 111分钟
4.7 Business Continuity Plan Step 3 Part 29分钟
4.8 Business Continuity Plan Step 411分钟
4.9 Business Continuity Plan Step 5-710分钟
4.10 Data Backup & Restoration Policy9分钟
4.11 Week 4 Summary10分钟
1 个练习
Week 4 Quiz20分钟
审阅
来自FINTECH RISK MANAGEMENT的热门评论
由 RR 提供Jul 23, 2020
Detailed lectures which explains the Risk Management and Mitigation providing complete organization's overview on the same and with case studies.
由 AA 提供Jun 14, 2020
The course is great for risk management and IT compliance but touches a little less on FinTech, but the overall learning is great.
由 SD 提供Jul 20, 2019
A quick guide to regulatory and IT risks related to fintech. Thanks to Prof Percy and Clark for putting together such good work.
由 DD 提供Aug 17, 2020
Very useful and very much needed for every one to have an in-depth knowledge about Fintech nad risk management professional
关于 FinTech: Finance Industry Transformation and Regulation 专项课程
Objective
常见问题
我什么时候能够访问课程视频和作业？
讲座和作业的访问权限取决于您的注册类型。如果您以旁听模式参加课程，则可以免费查看大多数课程资料。要访问评分作业并获得证书，您需要在旁听期间或之后购买证书体验。如果看不到旁听选项：
- 课程可能不提供旁听选项。您可以尝试免费试用，也可以申请助学金。
- 课程可能会改为提供'完整课程，没有证书'。通过此选项，您可以查看所有课程材料、提交所要求的作业，以及获得最终成绩。这也意味着您将无法购买证书体验。
我订阅此专项课程后会得到什么？
您注册课程后，将有权访问专项课程中的所有课程，并且会在完成课程后获得证书。您的电子课程证书将添加到您的成就页中，您可以通过该页打印您的课程证书或将其添加到您的领英档案中。如果您只想阅读和查看课程内容，可以免费旁听课程。
Is financial aid available?
是的，Coursera 可以为无法承担费用的学生提供助学金。通过点击左侧“注册”按钮下的“助学金”链接可以申请助学金。您可以根据屏幕提示完成申请，申请获批后会收到通知。您需要针对专项课程中的每一门课程完成上述步骤，包括毕业项目。了解更多。
完成课程后，我会获得大学学分吗？
此课程不提供大学学分，但部分大学可能会选择接受课程证书作为学分。查看您的合作院校，了解详情。Coursera 上的在线学位和 Mastertrack™ 证书提供获得大学学分的机会。
还有其他问题吗？请访问 学生帮助中心。
