课程信息
5.0
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Our primary goal is to help you to understand RegTech and to become more confident and persuasive in your ability to analyze and make recommendations to executives within the finance industry regarding how to react to these changes, e.g. Regulations to crypto-currencies like BitCoin & ICO. This MOOC on RegTech offered by HKUST presents the views of several professors from the top business school in Asia as well as perspectives from industry professionals. HKUST has been ranked for many years as the number one EMBA program in the world, as the number one Finance program in Asia, and as the top MBA program in Asia by multiple independent rating and review journals and surveys. This course offers the combined strengths of HKUST in Business, Finance, and Technology as one the world's leading academic institutions on an important area of technology and business innovations. For students from outside Asia, this also gives an insight into changes happening in the most advanced FinTech markets of the world, since Asia leads worldwide in FinTech adoption and creative innovations. This course "FinTech Security & Regulation(RegTech)" is part of the HKUST-Coursera FinTech specialization. There are 3 other courses in the specialization including FinTech Foundations and Overview, FinTech Risk Management, and FinTech Innovative Disruption: Implications for Society. The FinTech specialization will be launched in Fall 2018, stay tuned!...
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100% 在线课程

立即开始,按照自己的计划学习。
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Beginner Level

初级

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Approx. 13 hours to complete

建议:7 hours of videos in total, plus a final project requiring about 4 hours to complete....
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Globe

100% 在线课程

立即开始,按照自己的计划学习。
Calendar

可灵活调整截止日期

根据您的日程表重置截止日期。
Beginner Level

初级

Clock

Approx. 13 hours to complete

建议:7 hours of videos in total, plus a final project requiring about 4 hours to complete....
Comment Dots

English

字幕:English...

教学大纲 - 您将从这门课程中学到什么

Week
1
Clock
完成时间为 3 小时

Introduction to FinTech Security & Regulation

In this module, learners will examine the relationship between security and regulation as twin methodologies for managing and reducing risk in financial services. Issues explored will include "What is RegTech?", "What is InsurTech?", and how can we determine when regulation and security are enough or too much to achieve important social & business objectives....
Reading
14 个视频(共 105 分钟), 2 个阅读材料, 1 个测验
Video14 个视频
1.2a Risk & Risk Management (Part 1)9分钟
1.2b Risk and Risk Management (Part 2)7分钟
1.3a Goals of Security & Regulation (Part 1)5分钟
1.3b Goals of Security & Regulation (Part 2)7分钟
1.4a What is RegTech? (Part 1)6分钟
1.4b What is RegTech? (Part 2)6分钟
1.5a What is InsurTech? (Part 1)10分钟
1.5b What is InsurTech? (Part 2)4分钟
1.6a Do regulations help society? (Part 1)8分钟
1.6b Do regulations help society? (Part 2)6分钟
1.7a How much security is optimal? (Part 1)8分钟
1.7b How much security is optimal? (Part 2)9分钟
1.8 FinTech Security and Regulation : Introduction & Overview Summary6分钟
Reading2 个阅读材料
Course Outline10分钟
Assignment & Grading10分钟
Quiz1 个练习
Module 1 Quiz20分钟
Week
2
Clock
完成时间为 2 小时

Risk Management & Government Control

In this module, we explore some of the tools government use to regulate financial markets and discuss potential challenges for FinTech innovators in complying with these regulations. Some basic terms commonly used in finance such as AML & KYC are defined and described. We examine the role of different government agencies as well as alternative social objectives that influence the development of regulations over time....
Reading
12 个视频(共 104 分钟), 1 个测验
Video12 个视频
2.2 AML & KYC in FinTech11分钟
2.3 Interview with the Chief Operating Officer of HSBC Asia Pacific about RegTech13分钟
2.4a Government Regulation to Protect Consumers (Part 1)9分钟
2.4b Government Regulation to Protect Consumers (Part 2)7分钟
2.5a Regulation to Increase Tax Compliance & Control (Part 1)8分钟
2.5b Regulation to Increase Tax Compliance & Control (Part 2)7分钟
2.6a Insurance, Risk Management, and Controls to Protect Society (Part 1)9分钟
2.6b Insurance, Risk Management, and Controls to Protect Society (Part 2)4分钟
2.7a Weak Regulations lead to Financial Crisis & Meltdown: AIG case study (Part 1)9分钟
2.7b Weak Regulations lead to Financial Crisis & Meltdown: AIG case study (Part 2)9分钟
2.8 Risk Management & Government Control Summary8分钟
Quiz1 个练习
Module 2 Quiz20分钟
Week
3
Clock
完成时间为 2 小时

Fraud, Crimes, & Security

In this module, we discuss the issues and challenges of preventing and detecting fraud and crime in financial markets. Topic discuss will include data theft and related security technologies, human challenges in implementing effective security, and electronic evidence & digital forensics issues. Recommendations for FinTech firms are provided to reduce risk of fraud and crime. ...
Reading
11 个视频(共 103 分钟), 1 个测验
Video11 个视频
3.2a Cybersecurity- Data and Related Technologies (Part 1)10分钟
3.2b Cybersecurity- Data and Related Technologies (Part 2)11分钟
3.3a Cybersecurity - Human Related Issues (Part 1)7分钟
3.3b Cybersecurity - Human Related Issues (Part 2)10分钟
3.4a Digital Forensics & Electronic Evidence Discovery (Part 1)9分钟
3.4b Digital Forensics & Electronic Evidence Discovery (Part 2)11分钟
3.5a UN Model Law on E-commerce & FinTech (Part 1)9分钟
3.5b UN Model Law on E-commerce & FinTech (Part 2)15分钟
3.6 Recommendations for FinTech Firms on Cybersecurity7分钟
3.7 Fraud, Crimes, & Security Summary5分钟
Quiz1 个练习
Module 3 Quiz20分钟
Week
4
Clock
完成时间为 2 小时

Global Trends and Government Initiatives in RegTech

In this module, learners will explore a variety of government initiatives related to FinTech & RegTech. Topics included open banking APIs in Europe, crypto-currency & ICO regulations, evolution of FinTech regulations in US & Europe, China regulations on FinTech, and regulatory issues in HK, Singapore & other jurisdictions. ...
Reading
9 个视频(共 80 分钟), 1 个测验
Video9 个视频
4.2a UK Open Banking Initiative (Part 1)9分钟
4.2b UK Open Banking Initiative (Part 2)9分钟
4.3 USA and European Regulations on FinTech9分钟
4.4 Cryptocurrencies & ICO Regulations10分钟
4.5 FinTech Innovation by Government - Berkeley ICO8分钟
4.6 China Regulations and Restrictions on FinTech9分钟
4.7 Hong Kong, Singapore, & Other Markets on RegTech10分钟
4.8 Global Trends and Government Initiatives in RegTech Summary7分钟
Quiz1 个练习
Module 4 Quiz20分钟
5.0

热门审阅

创建者 WJAug 16th 2018

Love this course. Excellent ccontent. Providing a good overview on regulations and compliance on FinTech.

讲师

Theodore Henry King CLARK

Associate Professor
Information Systems, Business Statistics and Operations Management Department

关于 The Hong Kong University of Science and Technology

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